Securities Law

Securities Law
Featured Article: Securities Fraud: How To Recognize Stock Broker Misconduct Like most people, you do everything you can to make sure that your investments are sound by trusting your broker to invest wisely. However, according to stock fraud…continue reading

Information About Securities Law

Searching for reliable information about Securities Law? Look no further. Here, you will find a bulk of information, as well as useful advice, regarding the different types of securities, the state and federal laws that govern securities trading, tax issues surrounding securities, insider trading, and more.

In legal and financial terms, securities simply refers to financial instruments that represent a tangible value. There are two broad categories of securities that exist: debt and equity securities. Debt securities, such as bonds, are essentially financial contracts between a borrower and a creditor, where money is borrowed at a given rate of interest and is to be repaid by a specified date. The rate of interest is your rate of return. Equity securities are things like stocks, where you buy an ownership interest (commonly referred to as “shares”) of a company in order to benefit from the company's growth and profitability. Because the field of securities is so broad, there are numerous securities laws in place to protect investors, businesses and consumers. The laws regulate securities brokers, disclosure requirements, investor behavior, and reporting requirements of companies that sell ownership shares. To learn more about the field of securities law and how it impacts businesses, consumers and the free market, visit the links on this page.

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Securities Law Basics

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IPOs

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Prospectus

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Insider Trading

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Securities Fraud

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Securities Class Action Lawsuits

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Securities Arbitration

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SEC Filings

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Federal and State Regulation

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